Morgan Stanley is inviting applications from eligible candidates for its Summer Analyst Program. This summer analyst program is for the business unit Legal and Compliance. It is a 10 week program where individuals get the chance to work on live projects, understanding business workings and how legal and compliance division supports Morgan Stanley.
About Legal and Compliance Team
Legal and Compliance Department Center of Excellence (“LCDCOE”) is an extended arm of the different global compliance teams. LCDCOE is responsible for executing compliance oversight including monitoring and/or testing activities across divisions such as Institutional Sales and Trading (ISG), Wealth Management (WM), Investment Management (IM), Regulatory Relations and the Global Financial Crimes (GFC) function. Specific activities managed by the LCDCOE include but are not limited to facilitation of regulatory license applications and registrations for individuals, monitoring of firm, client and employee trades, outside business interests.
Legal and Compliance Internship Program
- The program has been designed to develop highly motivated professionals by providing a stimulating and supportive environment to understand the business and achieve maximum potential.
- On joining, you will go through a training program that covers policies and procedures of Legal and Compliance division.
- During the internship, there will be senior manager presentations and professional skills workshops to provide you with a well-rounded experience.
Roles and Responsibilities
- Create management information reports on a periodic basis.
- Monitor development in regulatory requirements and adjust surveillance models accordingly.
- Review and analyze trade surveillance reports and vendor surveillance system alerts, and sign off alert completion related to employee, client and Firm trading activities.
- Provide advice and guidance to employees on their investing and outside activities.
- Conduct investigations on irregularities and abnormal activities and document findings.
- Escalate unresolved issues or potential violations of Morgan Stanley’s policies or external rules and regulations to his/her manager, coverage compliance and senior management of business units.
- Process requests for T360 (Legal) vendor on-boarding/reactivations.
- Handle legal Invoice documentation and associated exceptions.
- Maintenance of outside counsel database and consultant’s time approval.
- Information security assessment for law firms and other vendors.
- Co-ordinate with legal and compliance employees for entitlement related reviews and associated procedures.
What we look for
- Track record of academic excellence.
- Outstanding academic record with success in extracurricular activities, along with strong communication skills and the ability to work and interact with others.
- Strong attention to detail and the ability to manage competing priorities.
- Excellent written and verbal communication skills.
- Ability to analyze and synthesize variety of data to produce well-designed and meaningful summaries and reports.
- Adept at solving problems and developing efficient processes.
- Experience in MS office preferably Excel.
Location
Mumbai
